Sunday, July 4, 2010

The Tragedy of the Commons

In 1968, Garrett Hardin published a paper on "the population problem" and put forward the idea of the tragedy of the commons. It has been debated and criticized as some argue that it supports the privatization of land for individual uses. Nevertheless, the paper remains relevant, some 42 years later. The general idea is that individuals will seek to maximize their individual gains and continue to do so, because any individual losses are shared by all, and thus only a fraction of what is gained. His ideas apply not only to population issues, but also to ecological matters such as pollution and resource extraction.

The Tragedy of the Commons

The population problem has no technical solution; it requires a fundamental extension in morality.

-Garrett Hardin





Below are excerpts from the paper:

A technical solution may be defined as one that requires a change only in the techniques of the natural sciences, demanding little or nothing in the way of change in human values or ideas of morality.

The class of “No technical solution problems” has members. My thesis is that the “population problem,” as conventionally conceived, is a member of this class.

Specifically,can Bentham’s goal of “the greatest good for the greatest number” be realized?

It is not mathematically possible to maximize for two(or more) variables at the same time.

If our goal is to maximize population it is obvious what we must do: We must make the work calories per person approach as close to zero as possible. No gourmet meals, no vacations, no sports, no music, no literature, no art. . . . I think that everyone will grant, without argument or proof, that maximizing population does not maximize goods. Bentham’s goal is impossible.

In economic affairs, The Wealth of Nations (1776) popularized the “invisible hand,” the idea that an individual who “intends only his own gain,” is, as it were, “led by an invisible hand to promote . . . the public interest” (5).

The rebuttal to the invisible hand in population control is to be found in a scenario first sketched in a little-known pamphlet (6) in 1833 by a mathematical amateur named William Forster Lloyd (1794–1852). We may well call it “the tragedy of the commons,” using the word “tragedy” as the philosopher Whitehead used it (7): “The essence of dramatic tragedy is not unhappiness. It resides in the solemnity of the remorseless
working of things.”

Ruin is the destination toward which all men rush, each pursuing his own best interest in a society that believes in the freedom of the commons. Freedom in a commons brings ruin to all.

Likewise, the oceans of the world continue to suffer from the survival of the philosophy of the commons.

In a reverse way, the tragedy of the commons reappears in problems of pollution. Here it is not a question of taking something out of the commons, but of putting something in—sewage, or chemical, radioactive, and heat wastes into water; noxious and dangerous fumes into the air, and distracting and unpleasant advertising signs into the line of sight.

The tragedy of the commons as a food basket is averted by private property, or something formally like it. But the air and waters surrounding us cannot readily be fenced, and so the tragedy of the commons as a cesspool must be prevented by different means, by coercive laws or taxing devices that make it cheaper for the polluter to treat
his pollutants than to discharge them untreated.

John Adams said that we must have “a government of laws and not men.” Bureau administrators, trying to evaluate the morality of acts in the total system, are singularly liable to corruption, producing a government by men, not laws.

It is a mistake to think that we can control the breeding of mankind in the long run by an appeal to conscience.

In C. G. Darwin’s words: “It may well be that it would take hundreds of generations for the progenitive instinct to develop in this way, but if it should do so, nature would have taken her revenge, and the variety Homo contracipiens would become extinct and would be replaced by the variety Homo progenitivus” (16).

To make such an appeal is to set up a selective system that works toward the elimination of conscience from the race.

If we ask a man who is exploiting a commons to desist “in the name of conscience,”what are we saying to him?

(i) (intended communication) “If you don’t do as we ask, we will openly condemn you for not acting like a responsible citizen”; (ii) (the unintended communication) “If you do behave as we ask, we will secretly condemn you for a simpleton who can be shamed into standing aside while the rest of us exploit the commons.” Everyman then is caught in what Bateson has called a “double bind.”

We hear much talk these days of responsible parenthood; the coupled words are incorporated into the titles of some organizations devoted to birth control. Some people have proposed massive propaganda campaigns to instill responsibility into the nation’s (or the world’s) breeders. But what is the meaning of the word responsibility in this context? Is it not merely a synonym for the word conscience? When we use the word responsibility in the absence of substantial sanctions are we not trying to browbeat a free man in a commons into acting against his own interest?

The only kind of coercion I recommend is mutual coercion, mutually agreed upon by the majority of the people affected. To say that we mutually agree to coercion is not to say that we are required to enjoy it, or even to pretend we enjoy it. Who enjoys taxes? We all grumble about them. But we accept compulsory taxes because we recognize that voluntary taxes would favor the conscienceless. We institute and (grumblingly) support taxes and other coercive devices to escape the horror of the commons.

Perhaps the simplest summary of this analysis of man’s population problems is this: the commons, if justifiable at all, is justifiable only under conditions of low-population density.

Every new enclosure of the commons involves the infringement of somebody’s personal liberty. Infringements made in the distant past are accepted because no contemporary complains of a loss. It is the newly proposed infringements that we vigorously
oppose; cries of “rights” and “freedom” fill the air. But what does “freedom” mean?
When men mutually agreed to pass laws against robbing, mankind became more free, not less so. Individuals locked into the logic of the commons are free only to bring on universal ruin once they see the necessity of mutual coercion, they become free to pursue other goals. I believe it was Hegel who said, “Freedom is the recognition of necessity.” The most important aspect of necessity that we must now recognize, is the necessity of abandoning the commons in breeding. No technical solution can rescue us from the misery of overpopulation. Freedom to breed will bring ruin to all. At the moment, to avoid hard decisions many of us are tempted to propagandize for conscience and responsible parenthood.

“Freedom is the recognition of necessity”—and it is the role of education to reveal to all the necessity of abandoning the freedom to breed.


It began as a discussion of the problem of overpopulation, but it has now reemerged as a dialogue on conservation and sustainability.

No comments:

Post a Comment